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SECURITIES BUSINESS LICENSEES FOR 2006
NOTICE is hereby given for the information of the general public and the investing fraternity that the following are the persons who hold current securities business licences for the year 2006 issued pursuant to the Securities Act, Cap 354 of the Laws A] Dealer’s Licence (i) ABC Investment Services Limited (ii) Barclays Bank Plc (iii) Cavmont Capital Insurance Corporation Limited (iv) Citibank Zambia Limited (v) Enfin Solutions Limited (vi) Intermarket Securities Zambia Limited (vii) Investrust Bank Plc (viii) Lloyds Financials Limited (ix) Pangaea/EMI Securities Limited (x) Stanbic Bank Zambia Limited (xi) Standard Chartered Bank Plc (xii) Stockbrokers Zambia Limited (xiii) Zambia National Commercial Bank Plc
B] Investment Adviser’s Licence
(i) African Life Financial Services Limited (ii) Entrust Financial Services Limited (iii) Madison Investment Company Limited [iv] Zambia Capital Partners Limited
C] Dealer’s Representatives Licence
(i) Yotham Mwale – ABC Financial Services Limited (ii) Shadreck Lungu – Cavmont Capital Insurance Limited (iii) Chipata Mabvuto Tembo – Intermarket Securities Limited (iv) Francis Kakulekelo Kabambe - Intermarket Securities Zambia Limited (v) Situmbeko Mubano – Intermarket Securities Zambia Limited (vi) Professor Lloyd John Chingambo – Lloyds Financial Limited (vii) Ceasar Siwale – Pangaea/EMI Securities Limited (viii) Wendy Nglazi Tembo – Pangaea/EMI Securities Limited (ix) Bornwell Mumba – Stanbic Bank Zambia Limited (x) Charles Mate – Stockbrokers Zambia Limited (xi) Anne Sampa Mwanza- ZANACO (xii) Charles Kamungu - ZANACO
D] Investment Adviser’s Representative Licence
(i) Munakupya Hantuba – African Life Finance Services Limited (ii) Victor Philip Sodala – African Life Financial Services Limited (iii) Chisala Mulemba – Entrust Financial Services Limited (iv) Rhoydie Chisanga – Madison Investment Company Limited (v) Charles Mate – Zambia Capital Partners Limited
Members of the investing public are reminded that it is a requirement of the Securities Act that only persons licensed under the Act may conduct securities business in Zambia. In this regard kindly ensure to place your well-earned assets only with licensed persons. In the case of any doubt please do contact the Securities and Exchange Commission at the address below or visit our website at www.sec.gov.zm for clarification.
Issued at Lusaka this 30th December 2005.
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