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Securities and Exchange Commission

Welcome to the SEC official Website!

"To promote and maintain a strong and facilitative regulatory framework that ensures the orderly development of an innovative and competitive capital market for the secure, fair, efficient and transparent issuance and trading of securities."

• About us - The SEC was established in 1993 and is responsible for the supervision and the development of the capital market as well as the licensing, registration and authorisations for financial intermediaries, issuers of debt and equity instruments and collective investment schemes, respectively. The SEC mostly conducts off-site supervision. On-site inspections are divided into ad-hoc and statutory. The former is conducted when an undesirable practice is observed in the activities of a supervised ...
• Contact Us - We thank for your interest in SEC and hope you want to make contact with us. On our part, we offer you the chance to make contact with us in a modern fashion: by telephone, mobile, fax or E-mail. If you want to use the normal post, please send your letters to the following address: Securities and Exchange Commission 8th Floor National Savings And Credit Bank Building P.O Box 35165 Lusaka Zambia
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• Investor Information - The investing public is hereby informed that it is a requirement of the Securities Act, Cap 354 of the Laws of Zambia, that all financial intermediaries conducting securities business such as dealing in securities and/or providing investment advisory services in Zambia must be licensed unless otherwise properly exempt by law. Therefore, before any person conducts securities business in Zambia, that person must obtain an appropriate licence from the Securities and Exchange Commission [SEC]. SE...

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