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| Form 1 | Application by company to be licensed as a securities exchange [22 KB] |
| Form 2 | Application by a company for a dealer's license [34 KB] |
| Form 3 | Application by an individual for investment adviser's licence [34 KB] |
| Form 4 | Application by a company for investment adviser's license [36 KB] |
| Form 5 | Application for renewal of dealer's license or investment adviser's license [32 KB] |
| Form 6 | Application for representative's license [29 KB] |
| Form 7 | Application for renewal of representative's license [28 KB] |
| Form 8 | Record of securities [22 KB] |
| Form 9 | Notice of place at which record is to be kept [22 KB] |
| Form 10 | Notice of change of place of business and change of place at which record is kept [22 KB] |
| Form 12 | Notice of change of representative's principal and notice of change of place at which record is kept [22 KB] |
| Form 13 | Capital Adequecy Return [26 KB] |
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